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           1   UNITED STATES DISTRICT COURT

           1   SOUTHERN DISTRICT OF NEW YORK

           2   -----------------------------x

           2

           3   NATIONAL ABORTION FEDERATION,

           3   MARK I. EVANS, M.D.,

           4   CAROLINE WESTHOFF, MD, MSC;

           4   CASSING HAMMOND, MD,

           5   MARK HELLER, MD,

           5   TIMOTHY R.B. JOHNSON, MD,

           6   STEPHEN CHASEN, MD,

           6   GERSON WEISS, MD,

           7   on behalf of themselves and

           7   their patients,

           8

           8                   Plaintiffs,

           9

           9               v.                         03 Civ. 8695 (RCC)

          10

          10   JOHN ASHCROFT, in his official

          11   capacity as Attorney General

          11   of the U.S., along with his

          12   officers, agents, servant,

          12   employees, and successors

          13   in office,

          13

          14                   Defendants.

          14

          15   ------------------------------x

          15                                          New York, N.Y.

          16                                          March 31, 2004

          16                                          9:40 a.m.

          17

          17   Before:

          18

          18         HON. RICHARD CONWAY CASEY

          19

          19                                          District Judge

          20

          20

          21            APPEARANCES

          21

          22

          22   AMERICAN CIVIL LIBERTIES UNION FOUNDATION

          23   Attorneys for Plaintiffs

          23        125 Broad Street, 18th floor

          24        New York, New York  10004-2400

          24        (212) 549-2600

          25   BY:  JULIE STERNBERG, ESQ.

                              SOUTHERN DISTRICT REPORTERS, P.C.

                                       (212) 805-0300


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           1            APPEARANCES (continued)

           2   WILMER CUTLER PICKERING LLP

           2   Attorneys for Plaintiffs

           3        2445 M Street, N.W.

           3        Washington, D.C.,  20037-14 20

           4        (202) 663-6235

           4   BY:  A. STEPHEN HUT, JR.

           5        AMY KREIGER WIGMORE

           5        KIMBERLY A. PARKER

           6        LORIE CHAITEN

           7

           8   ELIZABETH WOLSTEIN, ESQ.

           8   SHEILA M. GOWAN, ESQ.

           9   SEAN LANE

           9   JOSPEH PANTOJA

          10   Attorneys for Defendants

          10        U.S. Department of Justice

          11        86 Chambers Street, 3rd floor

          11        New York, New York  10007

          12        (212) 637-2800

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                              SOUTHERN DISTRICT REPORTERS, P.C.

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           1            (Trial resumed)

           2            THE COURT:  All right, plaintiffs may call their next

           3   witness.

           4            MR. HUT:  Your Honor, plaintiffs call Dr. Timothy

           5   Johnson.

           6    TIMOTHY JOHNSON,

           7        called as a witness by the Plaintiff,

           8        having been duly sworn, testified as follows:

           9   DIRECT EXAMINATION

          10   BY MR. HUT:

          11   Q.  Good morning, Dr. Johnson.

          12   A.  Good morning, Mr. Hut.

          13   Q.  Doctor, where are you currently employed?

          14   A.  I'm currently employed at the University of Michigan.

          15   Q.  Are you a physician, sir?

          16   A.  I am, yes.

          17   Q.  What positions do you hold at the University of Michigan?

          18   A.  I am professor and chair of the Department of Obstetrics

          19   and Gynecology.  I'm a Bates Professor of the Diseases of Women

          20   and Children.  I'm an Arthur Thurnau professor.  I'm professor

          21   of Womens Studies.  And I'm a research scientist in the Center

          22   for Human Growth and Development, all at University of

          23   Michigan.

          24   Q.  Would you briefly describe for us, Doctor, your

          25   responsibilities in these various positions?

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               43V5NAT1                 Johnson - direct

           1   A.  My medical school responsibilities have to do with medical

           2   student education and training, postgraduate and subspecialty

           3   training and education.

           4            My hospital responsibilities have to do with

           5   administering the department of obstetrics and gynecology, the

           6   inpatient services, subspecialty services and the various

           7   clinics and with recruitment, quality assurance issues of the

           8   faculty.

           9   Q.  Could you explain, briefly, your duties as Thurnau

          10   professor at the college?

          11   A.  Thurnau professor is a three-year appointment that's given

          12   for undergraduate teaching excellence, and I received that in

          13   recognition of undergraduate teaching in the women's studies

          14   department in the College of Literature, Science and the Arts

          15   and the expectation --

          16            THE COURT:  The college of what, Doctor?

          17            THE WITNESS:  I'm sorry.  Literature, science and the

          18   arts.

          19            THE COURT:  Nothing to do with --

          20            THE WITNESS:  No, I have an appointment in the

          21   undergraduate college as well as the medical school.

          22   Q.  Doctor, can you explain briefly your responsibilities as

          23   research scientist at the Center for Human Growth and

          24   Development?

          25   A.  The Center for Human Growth and Development is a research

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               43V5NAT1                 Johnson - direct

           1   unit that's involved with various aspects of prenatal and early

           2   childhood development and growth.  And as part of my research

           3   activities, I mentor and work with research scientists and

           4   post-doctoral students in that center.

           5   Q.  Do you have any research responsibilities in connection

           6   with the medical school, Doctor?

           7   A.  Yes.  In addition to my own research program in fetal

           8   assessment, I am responsible for the research activities of the

           9   department.

          10   Q.  Dr. Johnson, are you a plaintiff in the action?

          11   A.  Yes, sir.

          12   Q.  Why did you bring it?

          13   A.  Well, I brought the action because of my interest in this

          14   topic.

          15            I became involved in 1997 in litigation in Michigan,

          16   became more aware and more involved in the medical aspects of

          17   intact induced abortion procedures and have kept track of

          18   litigation statutes that have been passed since 1997 and have

          19   become involved with those.

          20   Q.  With respect to your involvement in the case you referred

          21   to in Michigan, what was your role there, Dr. Johnson?

          22   A.  Well, initially I was asked to serve as the Court's expert

          23   in Michigan suit.

          24   Q.  Who was the judge in the Michigan action?

          25   A.  Judge Gerald Rosen.

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               43V5NAT1                 Johnson - direct

           1   Q.  And could you explain, briefly, the circumstances under

           2   which Judge Rosen asked you to serve as his Court-appointed

           3   expert?

           4   A.  Well, all I can say is that Judge Rosen decided that he

           5   wanted to have a medical expert assist him with the medical

           6   issues of that statute and asked me if I would be willing to

           7   serve in that capacity.  And I agreed.

           8   Q.  Had you known Judge Rosen previously?

           9   A.  No, sir.

          10   Q.  Did you read his opinion in Evans v. Keller?

          11   A.  Yes, sir.

          12   Q.  Based on that reading, can you tell the Court here whether

          13   Judge Rosen relied on the testimony you gave in Evans v.

          14   Keller?

          15            MS. GOWAN:  Objection, your Honor.

          16            THE COURT:  Sustained.  He can't tell what the Judge's

          17   mind was thinking.  And the opinion speaks for itself.

          18            Next question.

          19   Q.  Before you were appointed to serve as the Court-appointed

          20   expert in Evans v. Keller, Dr. Johnson, did you form any view

          21   on the opinion of intact variation D&E?

          22   A.  No, sir.

          23   Q.  Lets learn a little bit more about you, Doctor.  From where

          24   did you obtain your medical degree?

          25   A.  I received my medical degree from the University of

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               43V5NAT1                 Johnson - direct

           1   Virginia in 1975.

           2   Q.  And in addition to your medical degree, sir, have you

           3   received any other medical training?

           4   A.  Yes.  I completed four years of residency in obstetrics and

           5   gynecology from 1975 to 1979 at the University of Michigan.

           6   And then I did a two-year fellowship in maternal fetal medicine

           7   at the Johns Hopkins Hospital.

           8   Q.  We have had other witnesses refer to maternal fetal

           9   medicine but, briefly, can you explain for the Court what that

          10   discipline entails?

          11   A.  It's a subspecialty of obstetrics and gynecology that deals

          12   with high-risk and complicated pregnancies.

          13   Q.  What's a high-risk or complicated pregnancy?

          14   A.  Well, it would be a pregnancy complicated by either a

          15   maternal high-risk condition, maternal medical complication,

          16   maternal surgical complication, a pregnancy-related

          17   complication or a fetal complication such as a fetal

          18   abnormality, a fetal birth defect, genetic abnormality.

          19   Q.  Following your fellowship, what did you do?

          20   A.  I served four years in the United States Air Force.  I

          21   served two years in Biloxi Mississippi at Keesler Air Force

          22   base, and then I served two years at Andrews Air Force base in

          23   Washington, D.C. where I also had an appointment at the

          24   Uniformed Services University of Health Sciences, which is the

          25   military medical school in Bethesda.

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           1   Q.  Was your service in the Air Force in the medical corps of

           2   the Air Force?

           3   A.  Yes, I was in the Air Force medical corps.

           4   Q.  Were you honorably discharged from the Air Force, sir?

           5   A.  Yes, sir.

           6   Q.  What rank had you attained at the time of your discharge?

           7   A.  Major.

           8   Q.  Following your --

           9            THE COURT:  Where did you start at?

          10            THE WITNESS:  I started at second lieutenant.

          11            THE COURT:  When you went on active duty what did you

          12   have, what rank?

          13            THE WITNESS:  I was initially commissioned as second

          14   lieutenant when I went on active duty, in the medical corps I

          15   was captain.

          16            THE COURT:  So you just went up one rank in four

          17   years?

          18            THE WITNESS:  Yes, sir.  That's in four years; yes,

          19   sir.

          20   BY MR. HUT:

          21   Q.  What did you do after you left the service?

          22   A.  I was appointed to the faculty at Johns Hopkins Hospital

          23   and I was a member of the Division of Maternal Fetal Medicine

          24   and the Department of Gynecology and obstetrics at Johns

          25   Hopkins.  I was there from 1985 to 1993.

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           1            I moved through the ranks, was appointed to be

           2   residency program director of the department.  Eventually I

           3   became the director of the Division of Maternal Fetal Medicine

           4   and was promoted to Associate Professor of Obstetrics and

           5   Gynecology and Associate Professor of Pediatrics.

           6   Q.  Where did you go, Dr. Johnson, after Johns Hopkins?

           7   A.  In 1993 I took my career and appointment at Michigan and I

           8   have been there since then.

           9   Q.  Do you currently practice medicine, Doctor?

          10   A.  Yes, sir.

          11   Q.  For approximately how long have you practiced?

          12   A.  Since 1975.

          13   Q.  In what area or areas do you specialize in the practice of

          14   medicine?

          15   A.  I specialize in obstetrics and gynecology and in high-risk

          16   obstetrics.

          17   Q.  For how long have you specialized in those areas?

          18   A.  Well, I have, I have been active in maternal fetal medicine

          19   since I completed my fellowship in 1981 and during my training

          20   from '79 to '81.

          21   Q.  How did that specialization of obstetrics an gynecology,

          22   how long have you had that specialty?

          23   A.  I received and completed that training in 1979.

          24   Q.  Do you have any board certifications, Dr. Johnson?

          25   A.  Yes.  I'm board certified in obstetrics and gynecology and

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           1   I am also certified by the subspecialty board of maternal fetal

           2   medicine.

           3            And I am currently recertified and up to date in both

           4   of those certifications.

           5   Q.  Do you treat patients, Doctor?

           6   A.  Yes, sir.

           7   Q.  In what setting or settings do you do that?

           8   A.  Well, I treat patients both in an ambulatory setting, I see

           9   patients in an outpatient clinic at the university hospital and

          10   at one of our outlying health clinics.  I also am involved in

          11   direct patient care on-call in the hospital.

          12   Q.  For what types of problems or conditions do you treat

          13   patients, Doctor?

          14   A.  Well, I see patients with a spectrum of routine obstetric

          15   and gynecologic problems.

          16            I see pregnant patients, I see gynecologic patients

          17   for annual care, for typical-type gynecologic problems --

          18   abnormal bleeding, other kinds of problems.

          19            I also see high-risk patients, complicated patients

          20   that either come to me or are referred to me with pregnancy

          21   related complications.

          22            When I am either working in the hospital on labor and

          23   delivery or covering the hospital as part of my faculty duties

          24   I would be responsible for patients in labor and delivery,

          25   patients in the obstetric inpatient unit, and also would be

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           1   responsible for patients who came into the emergency room with

           2   gynecologic emergencies.  And I would go with those patients if

           3   they needed to to the operating room for surgery.

           4   Q.  Do you perform abortion procedures, Doctor?

           5   A.  I do; yes, sir.

           6   Q.  What types of abortion procedures do you do?

           7   A.  Currently I am involved, because of my call schedule, only

           8   in medical induction procedures.

           9   Q.  Do you have privileges to perform surgical procedures?

          10   A.  Yes, sir.

          11   Q.  And what about your call schedule involves you only in

          12   medical induction procedures?

          13   A.  Well, currently because of my administrative and daytime

          14   duties I take call usually on, on the evening or on weekends.

          15   I don't cover the operating rooms or the units during the

          16   daytime, which is the time that surgical procedures are carried

          17   out.

          18            So, because of that the patients that I see are

          19   patients who are admitted for medical induction during my time

          20   on call.

          21   Q.  Prior to your current schedule and in the past, what types

          22   of abortions have you performed?

          23   A.  Both medical and surgical abortions, first and second

          24   trimester.

          25   Q.  And by medical abortions in the second trimester, can you

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           1   again tell the Court what you mean?

           2   A.  I am talking about abortion inductions that are induced

           3   using medications, using drugs to induce labor and to cause

           4   delivery.

           5   Q.  And by surgical procedures in the second trimester, what do

           6   you mean by that, sir?

           7   A.  Surgical procedures would be operative procedures to

           8   perform evaluation of the uterus, so, D&E procedures.

           9   Q.  Do you manage spontaneous abortions in the course of your

          10   practice?

          11   A.  Yes, sir.

          12   Q.  How do you do those procedures?

          13   A.  Those patients present to the emergency department --

          14   generally occasionally to labor and delivery -- but to one of

          15   our acute triage units, and they're evaluated and then I would

          16   participate in their management.

          17   Q.  Have you had any training, Dr. Johnson, in abortion

          18   procedure?

          19   A.  Yes, sir.

          20   Q.  Could you describe it for the Court, please?

          21   A.  Well, as a resident and as a fellow I received didactic --

          22            THE COURT:  Can you tell us where it occurred and when

          23   it occurred?

          24            THE WITNESS:  Sure.

          25            As a resident from 1975 to 1979 we had lectures,

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           1   directed readings and were involved in abortion procedures at

           2   University Hospital.  Those were --

           3            THE COURT:  That was in Virginia?

           4            THE WITNESS:  No, that was at the University of

           5   Michigan.

           6            THE COURT:  University of Michigan.

           7            THE WITNESS:  When I was a resident between '75 and

           8   '79; so at that time most of those procedures were

           9   mid-trimester procedures because of the practice in the

          10   hospital.  I had some experience at Planned Parenthood with

          11   first trimester procedures as a resident.

          12            Subsequently, from 1979 to 1981, at Hopkins, I

          13   received further training.  At the time, from 1979 to 1981,

          14   Hopkins had a large abortion research unit and the fellows,

          15   including myself, were responsible for managing the

          16   complications in that unit, managing the problems in that unit,

          17   doing any procedures that needed to be done in that unit at

          18   night when we were in-house managing those patients.

          19            Since then I have continued reading the medical

          20   literature and attending conferences, attending quality

          21   assurance meetings, departmental meetings, and continued to be

          22   involved in the education and training of our residents who

          23   participate in abortion training in our institution.

          24   Q.  You made reference in that answer, Dr. Johnson, to the

          25   </